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FDA eSTAR Templates for a More Organized Submission Process
The FDA's electronic Submission Template and Resource, or eSTAR, provides an interactive PDF format that guides applicants through preparation of medical device submissions.
FDA requires 510(k) and De Novo submissions to be submitted using eSTAR unless an exemption applies. At Grassroots Dx, we provide practical regulatory resources designed to help medical device and software teams implement applicable requirements and generate supporting evidence throughout development, so submission preparation does not become a last-minute scramble.
Where Medical Device Teams Can Get Stuck
Software-focused medical devices or medical devices that include software can add another layer of complexity. When preparing what teams may refer to as a medical device eSTAR technical file, the focus should be on ensuring the underlying software development, cybersecurity, risk management, and testing activities have been performed and that the resulting evidence is available for the applicable eSTAR sections.
Teams can also run into trouble when responses within eSTAR do not accurately represent the medical device. FDA notes that inaccurate answers, including dropdown selections that cause later questions to be omitted, may result in an early hold during review. Preparing the required evidence and artifacts in advance can make it easier to complete eSTAR's structured questions and provide the necessary attachments.
Simplify Your eSTAR Documentation Workflow
Build Submission Readiness Into Your Development Process
Frequently asked questions
What is an FDA eSTAR Template?
What information belongs in an eSTAR Template?
What should an FDA eSTAR submission checklist cover?
An FDA eSTAR submission checklist should help medical device teams confirm that applicable submission information and supporting documentation are complete, consistent, current, and ready to be incorporated into eSTAR. It should also help identify whether required evidence or activities are missing before the submission is assembled.
How should teams organize a medical device eSTAR technical file?
A medical device eSTAR technical file should be organized around the documentation applicable to the device and submission pathway, with clear relationships between medical device requirements, risks, testing, and supporting evidence. The underlying evidence should be generated through the appropriate development and regulatory activities rather than created solely for submission.
Can software teams use an eSTAR template for SaMD preparation?
An eSTAR template for the SaMD preparation process can help medical device software teams organize applicable technical documentation and supporting artifacts for FDA submission. The underlying software evidence should be generated throughout the software development lifecycle through appropriate planning, design, development, risk mitigation, testing, traceability, and maintenance activities.
The specific submission requirements still depend on the medical device software and applicable regulatory pathway.
Does eSTAR replace design history file documentation?
No. eSTAR structures information for an FDA submission, while design and development documentation provides evidence of the activities performed to develop the medical device. Maintaining this evidence throughout development makes the applicable information and artifacts easier to incorporate into eSTAR when preparing the submission.
Which eSTAR version should a team use?
How can Grassroots Dx help with eSTAR preparation?
Grassroots Dx offers DIY QMS, Software, and Cybersecurity Regulatory Kits, customizable templates, SOAR® training, and expert support to help medical device teams implement regulatory requirements throughout development and generate the supporting evidence and artifacts needed for regulatory submission.
The kits complement the FDA eSTAR template by helping teams build the underlying regulatory and technical foundation that ultimately supports the submission.
Can the DIY Regulatory Kits support EU MDR technical documentation?
Yes. The Grassroots Dx DIY Regulatory Kits are designed to support both FDA and European regulatory requirements. The templates provide structured frameworks for implementing applicable quality, software, and cybersecurity requirements and generating the supporting documentation and evidence needed for EU MDR technical documentation.
For medical device software, the templates support software development lifecycle activities and applicable standards such as IEC 62304, while the QMS and Cybersecurity Regulatory Kits support applicable quality system and cybersecurity requirements. This allows teams to use the same underlying regulatory framework and development evidence to support both FDA submissions and EU MDR technical documentation, while addressing market-specific requirements where applicable.
